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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
PSU (6) | (7) | 02/23/2022 | A | 63,380 | (7) | (7) | Common Stock | 63,380 | $ 0 | 63,380 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cavalier Michael 3900 DALLAS PARKWAY PLANO, TX 75093 |
EVP-General Counsel |
/s/ Michael D. Cavalier | 02/23/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 4,035 shares of restricted stock granted in 2018. |
(2) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 5,250 shares which is a portion of restricted stock granted in 2020. |
(3) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 12,711 shares of restricted stock units granted in 2018. |
(4) | The reported shares underlying a portion of the restricted stock units granted in 2018 were forfeited by the reporting person. |
(5) | Restricted shares were issued in consideration for future services. |
(6) | Performance Share Units were issued in consideration for future services. |
(7) | Each Performance Share Unit represents a contingent right to receive one share of common stock. Each Performance Share Unit will vest upon achievement of certain performance criteria and service requirement. |