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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Zoradi Mark 3900 DALLAS PKWY. PLANO, TX 75093 |
X | Chief Executive Officer |
/s/ Michael D. Cavalier, attorney-in-fact | 12/28/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 8,007 shares of restricted stock granted in 2018. |
(2) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 10,909 shares of restricted stock granted in 2019. |
(3) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 34,689 shares of restricted stock granted in February 2020. |
(4) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 29,891 shares of restricted stock granted in August 2020. |
(5) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 41,204 shares of one tranche of restricted stock granted in February 2021. |
(6) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 41,204 shares of a separate tranche of restricted stock granted in February 2021. |
(7) | The reported shares underlying a portion of restricted stock units granted in 2018 were forfeited by the reporting person. |
(8) | The reported shares underlying a portion of restricted stock units granted in 2019 were forfeited by the reporting person. |
(9) | The reported shares underlying a portion of restricted stock units granted in 2020 were forfeited by the reporting person. |
(10) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 50,439 shares of restricted stock units granted in 2018. |
(11) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 62,463 shares of restricted stock units granted in 2019. |
(12) | The reported shares were withheld by the issuer as payment by the reporting person of his tax liability upon vesting of 104,068 shares of restricted stock units granted in 2020. |