UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Units of National CineMedia, LLC | (1) | (1) | Common Stock of National CineMedia, Inc. | 14,159,437 | $ 0 (1) | D (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cinemark Media, Inc. 3900 DALLAS PARKWAY SUITE 500 PLANO, TX 75093 |
X | |||
CINEMARK USA INC /TX 3900 DALLAS PARKWAY SUITE 500 PLANO, TX 75093 |
X | |||
CNMK Holding, Inc. 3900 DALLAS PARKWAY SUITE 500 PLANO, TX 75093 |
X | |||
CINEMARK INC 3900 DALLAS PARKWAY SUITE 500 PLANO, TX 75093 |
X | |||
Cinemark Holdings, Inc. 3900 DALLAS PARKWAY SUITE 500 PLANO, TX 75093 |
X |
/s/ Michael Cavalier, Sr. Vice President-General Counsel, Cinemark Media, Inc. | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Michael Cavalier, Sr. Vice President-General Counsel, Cinemark USA, Inc. | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Vatoni Ragsdale, President & Treasurer, CNMK Holding, Inc. | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Michael Cavalier, Sr. Vice President-General Counsel, Cinemark, Inc. | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Michael Cavalier, Sr. Vice President-General Counsel, Cinemark Holdings, Inc. | 02/07/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-to-one basis and have no expiration date. |
(2) | The Common Units of National CineMedia, LLC are directly owned by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc., CNMK Holding, Inc., Cinemark, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly owned subsidiary of Cinemark USA, Inc. Cinemark USA, Inc. is a wholly owned subsidiary of CNMK Holding, Inc. CNMK Holding, Inc. is a wholly owned subsidiary of Cinemark, Inc. Cinemark Holdings, Inc. is the ultimate parent company of each joint filer of this report. |