UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 11)
National CineMedia, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
635309107
(CUSIP Number)
Michael D. Cavalier
Executive Vice President, General Counsel and Secretary
Cinemark Holdings, Inc.
3900 Dallas Parkway
Plano, Texas 75093
(972) 665-1000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
April 14, 2021
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 635309107
1 |
Names of Reporting Persons
Cinemark Holdings, Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
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3 | SEC Use Only
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4 | Source of Funds (see Instructions)
OO | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With
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7 | Sole Voting Power
43,161,550 shares | ||||
8 | Shared Voting Power
-0- shares | |||||
9 | Sole Dispositive Power
43,161,550 shares | |||||
10 | Shared Dispositive Power
-0- shares |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
43,161,550 shares | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row
35.14% | |||||
14 | Type of Reporting Person (See Instructions)
HC |
EXPLANATORY NOTE
This Amendment No. 11 (Amendment No. 11) amends the Schedule 13D first filed on March 28, 2011, and as amended subsequently (the Schedule 13D), by Cinemark Holdings, Inc. (the Reporting Person) with respect to the common stock, par value $0.01 per share of the Issuer (the Common Stock). This Amendment No. 11 reflects changes to Items 3, 4 and 5 of the Schedule 13D. Capitalized terms used but not otherwise defined herein shall have their respective meanings under the Schedule 13D.
Item 3. | Source and Amount of Funds or Other Consideration |
Item 3 is hereby amended to add the following:
On April 14, 2021, pursuant to the Common Unit Adjustment Agreement, the Reporting Person received, through its wholly-owned subsidiary, Cinemark USA, Inc. and its wholly-owned subsidiary Cinemark Media, Inc., 2,311,482 newly issued NCM Units in accordance with the 2020 Annual Adjustment.
Item 4. | Purpose of Transaction |
Item 4 is hereby amended to add the following:
The Reporting Person acquired the NCM Units referred to in Item 3 of this Amendment No. 11, in accordance with the 2020 Annual Adjustment, for investment purposes pursuant to the terms of the Common Unit Adjustment Agreement.
Item 5. | Interest in Securities of the Issuer |
Item 5 is hereby amended as follows:
(a) Including the NCM Units referred to in this Amendment No. 11, the Reporting Person, through its wholly-owned subsidiary, Cinemark USA, Inc. and its wholly-owned subsidiary Cinemark Media, Inc., currently may be deemed to beneficially own 43,161,550 shares of Common Stock. Cinemarks beneficial ownership of 43,161,550 shares of Common Stock equals approximately 35.14% of the Issuers issued and outstanding shares of Common Stock on an as-converted basis as of the filing date.
Neither the filing of this Amendment No. 11 nor any of its contents shall be deemed to constitute an admission that any executive officer or director of the Reporting Person or any of its subsidiaries listed on Schedule A hereto, is the beneficial owner of the Common Stock subject of this Amendment No. 11 for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed.
Schedule A
Directors and Executive Officers
The name, principal occupation and business address of each director and executive officer of the Reporting Person are set forth below. All of the persons listed below are citizens of the United States of America, unless otherwise indicated.
Name |
Business Address |
Present Principal Occupation and Position(s) with | ||
Lee Roy Mitchell | 3900 Dallas Parkway Plano, TX 75093 |
Executive Chairman of the Board | ||
Darcy M. Antonellis | 3900 W. Alameda Ave., Suite 1700 Burbank, CA 91505 |
CEO, Vubiquity, Inc. Director of Reporting Person | ||
Benjamin D. Chereskin | 401 N. Michigan Ave., Suite 530 Chicago, IL 60611 |
President, Profile Capital Management LLC Director of Reporting Person | ||
Nancy S. Loewe | 220 Occidental Ave S Seattle, WA 98104 |
CFO - Weyerhaueser Company Director of Reporting Person | ||
Steven P. Rosenberg | 12036 Arbargee Circle Dallas, TX 75230 |
Manager, SPR Ventures, Inc. Director of Reporting Person | ||
Enrique F. Senior | 711 Fifth Avenue New York, NY 10022 |
Managing Director, Allen & Co. LLC Director of Reporting Person | ||
Carlos M. Sepulveda | 12700 Park Central Drive, Suite 1700 Dallas, TX 75251 |
Chairman of the Board, Triumph Bancorp, Inc. Director of Reporting Person | ||
Raymond W. Syufy | 150 Pelican Way San Rafael, CA 94901 |
CEO, Syufy Enterprises Director of Reporting Person | ||
Nina Vaca | 5501 Lyndon B. Johnson Freeway, Suite 600, Dallas, TX 75240 | Chairman & CEO, Pinnacle Group Director of Reporting Person | ||
Mark Zoradi | 3900 Dallas Parkway Plano, TX 75093 |
CEO Director of Reporting Person | ||
Sean Gamble | 3900 Dallas Parkway Plano, TX 75093 |
CFO; COO | ||
Valmir Fernandes | 3900 Dallas Parkway Plano, TX 75093 |
President - Cinemark International, L.L.C Citizen of Brazil | ||
Michael Cavalier | 3900 Dallas Parkway Plano, TX 75093 |
Executive Vice President General Counsel; Secretary |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: April 22, 2021 |
CINEMARK HOLDINGS, INC
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By: |
/s/ Michael D. Cavalier | |||||
Name: |
Michael D. Cavalier | |||||
Title: |
Executive Vice President - General Counsel and Secretary |